DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• H•••••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedBozeman, Mt dual registrantIAPD 5638954

Feed of 09/14/2026

Also filed as J••• H•••••••••

At current firm

2 y

since Oct 19, 2023

In the industry

17 y

since May 15, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Oct 19, 2023 · Bozeman, Mt
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Feb 1, 2024 · Colchester, Vt
M•• F•••••••• S•••••••• I••• former
Jan 2, 2015 to Mar 25, 2017 · Colchester, Vt
M•••••• independent RIA
Dec 7, 2010 to Jul 28, 2016 · Overland Park,, Ks
N•• E•••••• S••••••••• C••••••••• former
Feb 10, 2010 to Jan 2, 2015 · Colchester, Vt

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 1, 2024, registered Oct 19, 2023 (-105 days) · Affiliated broker-dealer or bank to another
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
M•••••• to M•• F•••••••• S•••••••• I•••
left Jul 28, 2016, registered Jan 2, 2015 (-573 days) · Other · moved with a team
N•• E•••••• S••••••••• C••••••••• to M••••••
left Jan 2, 2015, registered Dec 7, 2010 (-1487 days) · Other · moved with a team

Signals

J••• H••••••••• left M•• I•••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-10-19)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address