RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• P• D••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 22, 2026 · Shamokin Dam, Pa
- L•• F•••••••• L•• BD affiliatedOct 20, 2017 to Jul 10, 2026 · Shamokin Dam, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 15, 2015 to Oct 24, 2017 · Mechanicsburg, Pa
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Jul 10, 2026, registered Jun 22, 2026 (-18 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Oct 24, 2017, registered Oct 20, 2017 (-4 days) · Other
- S••••• P• D•••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-06-22)Jul 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address