RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J• T••••
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Miami, Fl
- P•••• S••••••••• L•• no RAUMAug 18, 2015 to Nov 14, 2024 · West Palm Beach, Fl
- G• A• R••••• • C•••••• BD affiliatedSep 8, 2009 to Jun 22, 2015 · Raliegh, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDApr 28, 2009 to Jun 18, 2009 · Boca Raton, Fl
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- G• A• R••••• • C•••••• to P•••• S••••••••• L••left Jun 22, 2015, registered Aug 18, 2015 (57 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to G• A• R••••• • C••••••left Jun 18, 2009, registered Sep 8, 2009 (82 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address