DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• D••••• C•••••••••

C••••• I••••••••• A••••••• L••BD affiliatedGreenwood Village, Codual registrantIAPD 5641116

Feed of 09/14/2026

Also filed as E•••• D••••• Cumberbatch

At current firm

1 y

since Jun 9, 2025

In the industry

17 y

since Mar 19, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 9, 2025 · Greenwood Village, Co
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Jun 11, 2025 · Greenwood Village, Co
M•• F•••••••• S•••••••• I••• former
May 1, 2014 to Mar 25, 2017 · Greenwood Village, Co
F•••• C•••••• F•••••••• P•••••••• I••• former
Mar 20, 2009 to Apr 16, 2014 · Aurora, Co

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 11, 2025, registered Jun 9, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
F•••• C•••••• F•••••••• P•••••••• I••• to M•• F•••••••• S•••••••• I•••
left Apr 16, 2014, registered May 1, 2014 (15 days) · Other

Signals

E•••• D••••• C••••••••• left M•• I•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-06-09)
Jun 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address