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Registered advisor
J••• A•••• F•••
Feed of 09/15/2026
Also filed as Jeffrey Fink
At current firm
4 y
since May 4, 2022
In the industry
17 y
since Jul 8, 2009 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 4, 2022 · Pleasant View, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDJun 25, 2018 to May 9, 2022 · Brentwood, Tn
- I••••••••• P••••••••• I••• formerJun 19, 2015 to Sep 24, 2018 · Brentwood, Tn
- S•••••• W••••• P•••••••• L•• BD affiliatedMay 1, 2012 to Oct 1, 2013 · Franklin, Tn
- L•• F•••••••• L•• BD affiliatedOct 11, 2011 to Jun 23, 2015 · Spring Hill, Tn
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 9, 2011 to Oct 11, 2011 · Nashville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 28, 2009 to Jun 7, 2011 · Brentwood, Tn
- W•••••• • R••• formerJul 9, 2009 to Oct 20, 2009 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left May 9, 2022, registered May 4, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 24, 2018, registered Jun 25, 2018 (-91 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Jun 23, 2015, registered May 1, 2012 (-1148 days) · Other · moved with a team
- S•••••• W••••• P•••••••• L•• to I••••••••• P••••••••• I•••left Oct 1, 2013, registered Jun 19, 2015 (626 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•••• F•••••••• S••••••• G••••• I•••left Jun 7, 2011, registered Jun 9, 2011 (2 days) · Other
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 20, 2009, registered Oct 28, 2009 (8 days) · Other
Signals
- J••• A•••• F••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2022-05-04)May 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address