RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · El Segundo, Ca
- A•••••• P••••••• P•••••••• I••• BD affiliated currentsince Mar 22, 2021 · Dubuque, Ia
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerJul 9, 2012 to Oct 25, 2019 · Dallas, Tx
- C••••• I••••••••• S••••••• L•• formerMay 28, 2009 to Mar 26, 2010 · Longview, Tx
- A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••left Sep 5, 2025, registered Mar 22, 2021 (-1628 days) · channel change inside one enterprise, not a move · moved with a team
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to 1•• G••••• A••••••• I••left Mar 26, 2010, registered Jul 9, 2012 (836 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address