DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• M•••

A•••• W••••• A•••••••• L••BD affiliatedJersey City, Njdual registrantIAPD 5650574

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• M•••

At current firm

1 y

since Nov 15, 2024

In the industry

16 y

since Dec 4, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• W••••• A•••••••• L•• BD affiliated current
since Nov 15, 2024 · Jersey City, Nj
B• R•••• W••••• A•••••••• I••• BD affiliated
Jan 20, 2023 to Nov 26, 2024 · Jersey City, Nj
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 24, 2022 to Jan 25, 2023 · New York, Ny
P•••• S••••••••• L•• no RAUM
Aug 25, 2020 to Feb 1, 2022 · Westwood, Nj

Moves

a registration end followed by a registration begin elsewhere

B• R•••• W••••• A•••••••• I••• to A•••• W••••• A•••••••• L••
left Nov 26, 2024, registered Nov 15, 2024 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to B• R•••• W••••• A•••••••• I•••
left Jan 25, 2023, registered Jan 20, 2023 (-5 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Feb 1, 2022, registered Jan 24, 2022 (-8 days) · Affiliated broker-dealer or bank to another

Signals

J•••• M••• left B• R•••• W••••• A•••••••• I••• for A•••• W••••• A•••••••• L•• (registered 2024-11-15)
Nov 26, 2024 · Advisor changed firm · fact
J•••• M••• left A••••••••• F•••••••• S•••••••• L•• for B• R•••• W••••• A•••••••• I••• (registered 2023-01-20)
Jan 25, 2023 · Advisor changed firm · fact
J•••• M••• left P•••• S••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-01-24)
Feb 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address