DFX Intelligence
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Registered advisor
R•••••• S•••• R••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R•••• R••••••••• S• R••••••••• R••••••
At current firm
13 y
since Feb 22, 2013
In the industry
16 y
since Jul 28, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Feb 22, 2013 · Dallas, Tx
- E•••••••• A•••••••• L•• national BDAug 9, 2010 to Mar 4, 2013 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to G•• S••••••••• I•••left Mar 4, 2013, registered Feb 22, 2013 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address