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Registered advisor
M•••••• W•••••• H•••••••
Feed of 09/14/2026
At current firm
8 y
since Feb 1, 2018
In the industry
16 y
since Sep 14, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• C•••••• M••••••••• state registered currentsince Feb 1, 2018 · Brownsburg, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 8, 2016 to Dec 31, 2017 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 24, 2014 to Jan 25, 2016 · Indianapolis, In
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 20, 2012 to May 2, 2014 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••• C•••••• M•••••••••left Dec 31, 2017, registered Feb 1, 2018 (32 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 25, 2016, registered Jan 8, 2016 (-17 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left May 2, 2014, registered Jun 24, 2014 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address