N•••••• H•••••

E•••••••• A•••••••• L••national BDBala Cynwyd, Padual registrantIAPD 5665784

Feed of 09/14/2026

Also filed as N•••••• E• H•••••

At current firm

0 y

since Apr 10, 2026

In the industry

17 y

since Sep 18, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Apr 10, 2026 · Bala Cynwyd, Pa
U•• F•••••••• S••••••• I••• wirehouse
Apr 21, 2015 to Mar 30, 2026 · New York, Ny
E•••••••• A•••••••• L•• national BD
Apr 18, 2011 to Apr 17, 2015 · Bala Cynwyd, Pa
E•••••••• A•••••••• L•• national BD
Sep 21, 2009 to Sep 30, 2009 · Bala Cynwyd, Pa

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to E•••••••• A•••••••• L••
left Mar 30, 2026, registered Apr 10, 2026 (11 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
left Apr 17, 2015, registered Apr 21, 2015 (4 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Mar 30, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address