RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• M••••• M••••••
- B•••• • A••••••••• W••••• C••••••••• I••• independent RIA currentsince Nov 6, 2018 · Cedar Park, Tx
- S•••• C••••• W••••• M••••••••• L•• unclassifiedSep 25, 2017 to Dec 19, 2018 · A•••••, Tx
- A••••• W••••• M••••••••• L•• independent RIAJul 15, 2016 to Nov 17, 2017 · A•••••, Tx
- L••••••• F•••••••• G•••• L•• formerJul 7, 2015 to Apr 12, 2016 · Seattle, Wa
- C••••• A•••••• N••••••• L•• formerMar 31, 2014 to Apr 1, 2016 · Seattle, Wa
- S•••• C••••• W••••• M••••••••• L•• to B•••• • A••••••••• W••••• C••••••••• I•••left Dec 19, 2018, registered Nov 6, 2018 (-43 days) · Other
- A••••• W••••• M••••••••• L•• to S•••• C••••• W••••• M••••••••• L••left Nov 17, 2017, registered Sep 25, 2017 (-53 days) · Other
- L••••••• F•••••••• G•••• L•• to A••••• W••••• M••••••••• L••left Apr 12, 2016, registered Jul 15, 2016 (94 days) · Other
- C••••• A•••••• N••••••• L•• to L••••••• F•••••••• G•••• L••left Apr 1, 2016, registered Jul 7, 2015 (-269 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address