RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J• W•••••
- R••••••••• P••••••• S••••••••• • M••••••• L•• state registered currentsince Dec 15, 2016 · Basehor, Ks
- B• W••••• A•••••••• L•• state registeredAug 3, 2012 to Dec 19, 2016 · Roeland Park, Ks
- R•••• I••••••••• M••••••••• S•••••••• L•• unclassifiedSep 14, 2011 to Jul 18, 2012 · Greenwood, Mo
- B• W••••• A•••••••• L•• to R••••••••• P••••••• S••••••••• • M••••••• L••left Dec 19, 2016, registered Dec 15, 2016 (-4 days) · Other
- R•••• I••••••••• M••••••••• S•••••••• L•• to B• W••••• A•••••••• L••left Jul 18, 2012, registered Aug 3, 2012 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address