RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• N••• F••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 22, 2023 · Atlanta, Ga
- P•••••••• F••••••••• I••• state registeredMar 29, 2011 to Dec 2, 2011 · Sandy Springs, Ga
- J• H••••• A•••••••• L•• unclassifiedAug 3, 2009 to Apr 16, 2010 · Goose Creek, Sc
- P•••••••• F••••••••• I••• to L•• F•••••••• L••left Dec 2, 2011, registered Aug 22, 2023 (4281 days) · Other
- J• H••••• A•••••••• L•• to P•••••••• F••••••••• I•••left Apr 16, 2010, registered Mar 29, 2011 (347 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address