RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• J••••••• L•••
- F•••• T•••• A••••••• L• asset manager currentsince Mar 1, 2022 · Wheaton, Il
- A•••• T••••• L•• formerJun 29, 2012 to Mar 13, 2015 · Santa Barbara, Ca
- A••• C•••••• L•• unclassifiedJul 29, 2009 to Jul 28, 2010 · Santa Monica, Ca
- A•••• T••••• L•• to F•••• T•••• A••••••• L•left Mar 13, 2015, registered Mar 1, 2022 (2545 days) · Other
- A••• C•••••• L•• to A•••• T••••• L••left Jul 28, 2010, registered Jun 29, 2012 (702 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address