RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• P•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 4, 2019 · Auburn Hills, Mi
- C•••••••• F••••••••• I••• BD affiliatedApr 9, 2019 to Dec 4, 2019 · Auburn Hills, Mi
- S•• BD affiliatedJan 26, 2016 to Mar 29, 2019 · Ann Arbor, Mi
- L•• F•••••••• L•• BD affiliatedJan 8, 2014 to Jun 30, 2015 · Port Huron, Mi
- C•••••••• F••••••••• I••• to L•• F•••••••• L••left Dec 4, 2019, registered Dec 4, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•• to C•••••••• F••••••••• I•••left Mar 29, 2019, registered Apr 9, 2019 (11 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to S••left Jun 30, 2015, registered Jan 26, 2016 (210 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address