RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• M•••••• F••••••
- I• W••••• P••••••• independent RIA currentsince Jun 11, 2026 · Blue Bell, Pa
- S••••• A••••••• I••• BD affiliated currentsince Apr 9, 2018 · Blue Bell, Pa
- C••••• A•••••• N••••••• L•• formerApr 11, 2011 to Nov 15, 2011 · King Of Prussia, Pa
- M•• F•••••••• S•••••••• I••• formerJul 20, 2010 to Mar 14, 2011 · Plymouth Meeting, Pa
- C••••• A•••••• N••••••• L•• to S••••• A••••••• I•••left Nov 15, 2011, registered Apr 9, 2018 (2337 days) · Other
- M•• F•••••••• S•••••••• I••• to C••••• A•••••• N••••••• L••left Mar 14, 2011, registered Apr 11, 2011 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address