DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• S•••• H•••••••
Feed of 09/14/2026
Also filed as Diogo Palhava De Sousa Holstein
At current firm
9 y
since Jan 19, 2017
In the industry
13 y
since Oct 17, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H••• S••••••••• •••• I••• BD affiliated currentsince Jan 19, 2017 · Hollywood, Fl
- B••••••• G••••• A•••••••• I••• unclassifiedNov 9, 2012 to Nov 22, 2016 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••••••• G••••• A•••••••• I••• to H••• S••••••••• •••• I•••left Nov 22, 2016, registered Jan 19, 2017 (58 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address