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Registered advisor
K•••• D••• E•••••••••
Feed of 09/14/2026
Also filed as K•••• E•••••••••
At current firm
0 y
since Feb 4, 2026
In the industry
17 y
since Sep 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 4, 2026 · Eagan, Mn
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Feb 13, 2026 · St Louis Park, Mn
- P•••• S••••••••• L•• no RAUMMay 24, 2019 to Nov 14, 2024 · St. Louis Park, Mn
- E•••••••• A•••••••• L•• national BDJan 8, 2018 to Jun 3, 2019 · Minneapolis, Mn
- W•••••• • R••• formerJul 26, 2010 to Jan 10, 2018 · Plymouth, Mn
Moves
a registration end followed by a registration begin elsewhere
- L•• E••••••••• L•• to L•• F•••••••• L••left Feb 13, 2026, registered Feb 4, 2026 (-9 days) · channel change inside one enterprise, not a move
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to P•••• S••••••••• L••left Jun 3, 2019, registered May 24, 2019 (-10 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to E•••••••• A•••••••• L••left Jan 10, 2018, registered Jan 8, 2018 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address