DFX Intelligence
RIA Intelligence
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Registered advisor
J••••• A••••• L•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Jan 3, 2023
In the industry
22 y
since Jun 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• I••••••••• state registered currentsince Jan 3, 2023 · Johnson City, Tn
- A•••••••• F•••••••• I•• independent RIAOct 22, 2009 to Jul 21, 2023 · Kingsport, Tn
Moves
a registration end followed by a registration begin elsewhere
- A•••••••• F•••••••• I•• to A••••• I•••••••••left Jul 21, 2023, registered Jan 3, 2023 (-199 days) · RIA to a state-registered adviser
Signals
- J••••• A••••• L••••• left A•••••••• F•••••••• I•• for A••••• I••••••••• (registered 2023-01-03)Jul 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address