RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• J•••••
- L•• E••••••••• L•• BD affiliated currentsince Nov 6, 2024 · Fort Mill, Sc
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerNov 4, 2016 to Nov 15, 2017 · El Segundo, Ca
- L•• F•••••••• L•• BD affiliatedSep 23, 2013 to Nov 16, 2016 · San Diego, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• E••••••••• L••left Nov 15, 2017, registered Nov 6, 2024 (2548 days) · Other
- L•• F•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Nov 16, 2016, registered Nov 4, 2016 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address