DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Edward Nielsen
Feed of 09/14/2026
Also filed as Ryan Nielsen
At current firm
0 y
since Oct 20, 2025
In the industry
15 y
since Mar 18, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Oct 20, 2025 · Rochester, Mn
- Private Wealth Asset Management independent RIASep 7, 2021 to Oct 20, 2025 · Omaha, Ne
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Aug 27, 2021 · Scottsdale, Az
- Signator Investors, Inc. formerMay 13, 2016 to Nov 2, 2018 · Cedar Rapids, Ia
- Transamerica Financial Advisors, LLC BD affiliatedSep 30, 2014 to May 13, 2016 · Cedar Rapids, Ia
- Berthel Fisher & Company Financial Services, Inc. BD affiliatedOct 3, 2013 to Oct 13, 2014 · Cedar Rapids, Ia
- Invest Financial Corporation formerJan 6, 2012 to Oct 3, 2012 · Coralville, Ia
Moves
a registration end followed by a registration begin elsewhere
- Private Wealth Asset Management to Osaic Wealth, Inc.left Oct 20, 2025, registered Oct 20, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- Osaic Wealth, Inc. to Private Wealth Asset Managementleft Aug 27, 2021, registered Sep 7, 2021 (11 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Transamerica Financial Advisors, LLC to Signator Investors, Inc.left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- Berthel Fisher & Company Financial Services, Inc. to Transamerica Financial Advisors, LLCleft Oct 13, 2014, registered Sep 30, 2014 (-13 days) · Other
- Invest Financial Corporation to Berthel Fisher & Company Financial Services, Inc.left Oct 3, 2012, registered Oct 3, 2013 (365 days) · Other
Signals
- Ryan Edward Nielsen left Private Wealth Asset Management for Osaic Wealth, Inc. (registered 2025-10-20)Oct 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address