RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• E••••• R•••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 20, 2017 · Sewickley, Pa
- P••• I••••••••• L•• asset managerOct 27, 2015 to Feb 1, 2017 · Newark, Nj
- U•• F•••••••• S••••••• I••• wirehouseAug 21, 2012 to Sep 22, 2015 · Canonsburg, Pa
- P••• I••••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 1, 2017, registered Oct 20, 2017 (261 days) · Other
- U•• F•••••••• S••••••• I••• to P••• I••••••••• L••left Sep 22, 2015, registered Oct 27, 2015 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address