RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• J•• R••••
- F• L• P••••• I••••••••• M••••••••• C•• independent RIA currentsince Mar 6, 2025 · Reston, Va
- A•• W••••• M••••••••• formerJun 30, 2023 to Mar 7, 2025 · Reston, Va
- P•••••• C••••••• L•• formerNov 20, 2014 to Sep 30, 2020 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedMar 22, 2010 to Jun 24, 2010 · Atlanta, Ga
- A•• W••••• M••••••••• to F• L• P••••• I••••••••• M••••••••• C••left Mar 7, 2025, registered Mar 6, 2025 (-1 days) · RIA to RIA · moved with a team
- P•••••• C••••••• L•• to A•• W••••• M•••••••••left Sep 30, 2020, registered Jun 30, 2023 (1003 days) · Other
- L•• F•••••••• L•• to P•••••• C••••••• L••left Jun 24, 2010, registered Nov 20, 2014 (1610 days) · Other
- Aaron Jay Rosen left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-06)Mar 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address