DFX Intelligence
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Registered advisor
R••• C•••••
Feed of 09/14/2026
At current firm
8 y
since Jul 17, 2018
In the industry
12 y
since Aug 2, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••• A•••••••• L•• state registered currentsince Jul 17, 2018 · St. Petersburg, Fl
- J• W• C••• A•••••••• I••• BD affiliatedJan 10, 2017 to Apr 20, 2018 · Tampa, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedFeb 3, 2015 to Dec 27, 2016 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- J• W• C••• A•••••••• I••• to H•••• A•••••••• L••left Apr 20, 2018, registered Jul 17, 2018 (88 days) · RIA to a state-registered adviser
- T••••••••• F•••••••• A•••••••• L•• to J• W• C••• A•••••••• I•••left Dec 27, 2016, registered Jan 10, 2017 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address