RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• O••••• P••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 29, 2025 · Torrance, Ca
- K••••• A••••••• S•••••••• L•• BD affiliatedJul 12, 2019 to May 2, 2025 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedJul 7, 2014 to Jul 25, 2019 · Torrance, Ca
- K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••left May 2, 2025, registered Apr 29, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Jul 25, 2019, registered Jul 12, 2019 (-13 days) · RIA to affiliated broker-dealer or bank · moved with a team
- J••• O••••• P•••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-04-29)May 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address