RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• T••••
- T•••• I••••••••• L•• state registered currentsince Mar 19, 2012 · North L••••••, Ia
- L•••••• C••••• C•••••• M••••••••• L•• unclassifiedMar 24, 2016 to Jul 7, 2017 · Lakewood, Co
- G••••• F•••••••• P•••••• C••••••• I••• formerMay 13, 2011 to Mar 16, 2012 · North L••••••, Ia
- A••••••• I••••••••• S••••••• formerJul 20, 2010 to May 11, 2011 · North L••••••, Ia
- L•••••• C••••• C•••••• M••••••••• L•• to no registered destinationleft Jul 7, 2017 · Departure, no registered destination
- G••••• F•••••••• P•••••• C••••••• I••• to T•••• I••••••••• L••left Mar 16, 2012, registered Mar 19, 2012 (3 days) · Other
- A••••••• I••••••••• S••••••• to G••••• F•••••••• P•••••• C••••••• I•••left May 11, 2011, registered May 13, 2011 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address