RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M•••••• S••••••••
- G•• S••••••••• I••• BD affiliated currentsince Aug 6, 2016 · Bluffton, Sc
- O•• M••••••• C•••••• P••••••• unclassifiedDec 21, 2015 to Aug 18, 2016 · Hilton Head, Sc
- S•••••••• I••••••••• N•••• I••• state registeredNov 10, 2011 to Dec 31, 2015 · Bluffton, Sc
- O•• M••••••• C•••••• P••••••• to G•• S••••••••• I•••left Aug 18, 2016, registered Aug 6, 2016 (-12 days) · Other
- S•••••••• I••••••••• N•••• I••• to O•• M••••••• C•••••• P•••••••left Dec 31, 2015, registered Dec 21, 2015 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address