DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• L••• F•••••••

O•••• W•••••• I•••BD affiliatedLong Branch, Njdual registrantIAPD 5744682

Certified Financial Planner

Feed of 09/14/2026

Also filed as K•••• L••• Tobias

At current firm

1 y

since Dec 16, 2024

In the industry

16 y

since Jan 26, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Dec 16, 2024 · Long Branch, Nj
L•• F•••••••• L•• BD affiliated
Apr 23, 2024 to Dec 17, 2024 · Lincroft, Nj
O•••• F•• I••• former
Oct 15, 2010 to Apr 22, 2024 · Spring Lake Heights, Nj
P•••••••• F•••••••• S•••••••• L•• unclassified
Jan 26, 2010 to Jan 19, 2011 · Brooklyn, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to O•••• W•••••• I•••
left Dec 17, 2024, registered Dec 16, 2024 (-1 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to L•• F•••••••• L••
left Apr 22, 2024, registered Apr 23, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
P•••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••
left Jan 19, 2011, registered Oct 15, 2010 (-96 days) · Other

Signals

K•••• L••• F••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2024-12-16)
Dec 17, 2024 · Advisor changed firm · fact
K•••• L••• F••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-04-23)
Apr 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address