RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• V•••••• G••••
- M••••• F•••••••• W••••••• state registered currentsince Apr 21, 2025 · Portsmouth, Nh
- S••••• P••• C••••••• L•• state registeredMar 14, 2018 to Apr 16, 2026 · Portsmouth, Nh
- O•••• I••••••••• I••• BD affiliatedDec 1, 2015 to Jan 8, 2018 · Shrewsbury, Ma
- L•• F•••••••• L•• BD affiliatedJul 12, 2012 to Dec 21, 2015 · Eastford, Ct
- M•• F•••••••• S•••••••• I••• formerNov 23, 2010 to Jul 24, 2012 · Warwick, Ri
- S••••• P••• C••••••• L•• to M••••• F•••••••• W•••••••left Apr 16, 2026, registered Apr 21, 2025 (-360 days) · Other
- O•••• I••••••••• I••• to S••••• P••• C••••••• L••left Jan 8, 2018, registered Mar 14, 2018 (65 days) · Other
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Dec 21, 2015, registered Dec 1, 2015 (-20 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Jul 24, 2012, registered Jul 12, 2012 (-12 days) · Other
- J•••• V•••••• G•••• left S••••• P••• C••••••• L•• for M••••• F•••••••• W••••••• (registered 2025-04-21)Apr 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address