RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• B•••••
- A••••••• W••••• M••••••••• L•• state registered currentsince Oct 20, 2025 · Plymouth, Mi
- A••••• W••••• M••••••••• L•• independent RIAMay 1, 2019 to Nov 20, 2025 · North Palm Beach, Fl
- B•• P•••••••• I••• BD affiliatedSep 15, 2014 to May 1, 2019 · Plymouth, Mi
- Q•••••• A•••• M••••••••• I••• formerOct 26, 2011 to Sep 15, 2014 · Minneapolis, Mn
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 30, 2011 to Nov 2, 2011 · Southfield, Mi
- A••••• W••••• M••••••••• L•• to A••••••• W••••• M••••••••• L••left Nov 20, 2025, registered Oct 20, 2025 (-31 days) · RIA to a state-registered adviser · moved with a team
- B•• P•••••••• I••• to A••••• W••••• M••••••••• L••left May 1, 2019, registered May 1, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• A•••• M••••••••• I••• to B•• P•••••••• I•••left Sep 15, 2014, registered Sep 15, 2014 (0 days) · Other
- M•• I•••••••• S•••••••• L•• to Q•••••• A•••• M••••••••• I•••left Nov 2, 2011, registered Oct 26, 2011 (-7 days) · Other
- M•••••• J•••• B••••• left A••••• W••••• M••••••••• L•• for A••••••• W••••• M••••••••• L•• (registered 2025-10-20)Nov 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address