DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• M•••• S••••

U••• B•••••• A•••••••• L••BD affiliatedMilwaukee, Wi dual registrantIAPD 5774954

Feed of 09/14/2026

Also filed as M••••• M•••• Treinen

At current firm

0 y

since Feb 13, 2026

In the industry

14 y

since Nov 15, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Saint Paul, Mn
U••• B•••••• I••••••••• I••• former
Nov 12, 2020 to Feb 13, 2026 · Milwaukee, Wi
A••••••••• I••••••••• S•••••••• I••• independent RIA
Oct 5, 2017 to Oct 1, 2020 · Greenfield, Wi
B• C• Z•••••• A•• C•••••• former
May 7, 2013 to Sep 22, 2017 · Mequon, Wi
F•••••••• T••••••• I••• former
Jan 25, 2013 to Apr 12, 2013 · San Rafael, Ca
E•••••••• A•••••••• L•• national BD
Jan 19, 2012 to Jun 11, 2012 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
A••••••••• I••••••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••
left Oct 1, 2020, registered Nov 12, 2020 (42 days) · RIA to affiliated broker-dealer or bank
B• C• Z•••••• A•• C•••••• to A••••••••• I••••••••• S•••••••• I•••
left Sep 22, 2017, registered Oct 5, 2017 (13 days) · Other
F•••••••• T••••••• I••• to B• C• Z•••••• A•• C••••••
left Apr 12, 2013, registered May 7, 2013 (25 days) · Other
E•••••••• A•••••••• L•• to F•••••••• T••••••• I•••
left Jun 11, 2012, registered Jan 25, 2013 (228 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address