DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicole Eileen Calabrese
Feed of 09/14/2026
Also filed as Nicole Eileen Calabrese
At current firm
5 y
since Sep 22, 2020
In the industry
16 y
since Jun 2, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab Investment Management, Inc other currentsince Sep 22, 2020 · Boston, Ma
- Charles Schwab Investment Advisory, Inc formerFeb 16, 2018 to Nov 9, 2020 · Boston, Ma
- Thomaspartners, Inc. formerJun 26, 2017 to Mar 30, 2018 · Boston, Ma
- Windhaven Investment Management, Inc. formerNov 10, 2010 to Mar 30, 2018 · Boston, Ma
- Windward Investment Management Inc unclassifiedJun 7, 2010 to Nov 18, 2010 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab Investment Advisory, Inc to Charles Schwab Investment Management, Incleft Nov 9, 2020, registered Sep 22, 2020 (-48 days) · channel change inside one enterprise, not a move · moved with a team
- Thomaspartners, Inc. to Charles Schwab Investment Advisory, Incleft Mar 30, 2018, registered Feb 16, 2018 (-42 days) · channel change inside one enterprise, not a move · moved with a team
- Windhaven Investment Management, Inc. to Thomaspartners, Inc.left Mar 30, 2018, registered Jun 26, 2017 (-277 days) · channel change inside one enterprise, not a move · moved with a team
- Windward Investment Management Inc to Windhaven Investment Management, Inc.left Nov 18, 2010, registered Nov 10, 2010 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address