DFX Intelligence
RIA Intelligence
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Registered advisor
D•••• R••• S••••••••
Feed of 09/14/2026
Also filed as D•••• R••• Lawrence
At current firm
8 y
since Jul 23, 2018
In the industry
16 y
since Mar 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 23, 2018 · Conway, Ar
- C•••••••• F•••••••• G•••• A••••••• formerMar 9, 2016 to Aug 13, 2018 · Conway, Ar
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to L•• F•••••••• L••left Aug 13, 2018, registered Jul 23, 2018 (-21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address