RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• N••• S•••••
- S••••• C•••••• state registered currentsince Sep 2, 2026 · Fayetteville, Ar
- S••••• C•••••• state registeredMar 12, 2021 to Dec 31, 2022 · Fayetteville, Ar
- A•• F•••••••• A•••••••• L•• independent RIADec 11, 2019 to Mar 4, 2021 · Rockledge, Fl
- S••••• C••••••• L•• unclassifiedJan 31, 2017 to Dec 11, 2019 · Fayetteville, Ar
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 17, 2013 to Jan 7, 2016 · Rogers, Ar
- A•• F•••••••• A•••••••• L•• to S••••• C••••••left Mar 4, 2021, registered Mar 12, 2021 (8 days) · RIA to a state-registered adviser
- S••••• C••••••• L•• to A•• F•••••••• A•••••••• L••left Dec 11, 2019, registered Dec 11, 2019 (0 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to S••••• C••••••• L••left Jan 7, 2016, registered Jan 31, 2017 (390 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address