DFX Intelligence
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Registered advisor
Z•••••• L•••••••
Feed of 09/15/2026
Also filed as Z•••••• L••••••••• P••• L•••••••
At current firm
13 y
since Jun 27, 2013
In the industry
15 y
since Jan 7, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 6, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Jun 27, 2013 · St. Louis, Mo
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 9, 2011 to Aug 23, 2011 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Aug 23, 2011, registered Jun 27, 2013 (674 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address