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Registered advisor
W••••• H••••••• J••••••
Feed of 09/15/2026
Also filed as W••••• H• J••••••
At current firm
8 y
since May 25, 2018
In the industry
16 y
since Sep 2, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince May 25, 2018 · Plaquemine, La
- E••••• J•••• national BDOct 6, 2016 to Jan 4, 2017 · Baton Rouge, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 28, 2012 to Aug 28, 2015 · Baton Rouge, La
- M••••• S•••••• wirehouseSep 9, 2010 to Oct 5, 2012 · Baton Rouge, La
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to P••• A••••• S••••••••• L••left Jan 4, 2017, registered May 25, 2018 (506 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Aug 28, 2015, registered Oct 6, 2016 (405 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 5, 2012, registered Sep 28, 2012 (-7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address