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Registered advisor
A••••• L•••• R••••••••
Feed of 09/15/2026
Also filed as A••••• L•••• Larkin
At current firm
5 y
since Feb 3, 2021
In the industry
13 y
since Jul 19, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• I••• BD affiliated currentsince Feb 3, 2021 · Concord, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 22, 2013 to Sep 24, 2013 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to A••••••••• I•••left Sep 24, 2013, registered Feb 3, 2021 (2689 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address