RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• K••• F••••••
- S•• G•••••• I••••••••• M••••••••• independent RIA currentsince May 10, 2022 · Northampton, Ma
- H••• • P•••••••• F•••••••• G•••• formerMar 11, 2021 to May 18, 2022 · Amherst, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 10, 2019 to Mar 2, 2021 · Springfield, Ma
- H••• • P•••••••• F•••••••• G•••• to S•• G•••••• I••••••••• M•••••••••left May 18, 2022, registered May 10, 2022 (-8 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to H••• • P•••••••• F•••••••• G••••left Mar 2, 2021, registered Mar 11, 2021 (9 days) · Affiliated broker-dealer or bank to independent RIA
- M••• K••• F•••••• left H••• • P•••••••• F•••••••• G•••• for S•• G•••••• I••••••••• M••••••••• (registered 2022-05-10)May 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address