DFX Intelligence
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Registered advisor
N••••• W• T••••
Feed of 09/14/2026
At current firm
10 y
since Feb 19, 2016
In the industry
15 y
since Oct 8, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Feb 19, 2016 · Toledo, Oh
- M••••• S•••••• wirehouseDec 13, 2012 to Feb 24, 2016 · Toledo, Oh
- S••••••• F•••••••• S•••••••• I••• formerOct 21, 2010 to Dec 13, 2012 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to P•• W••••• M•••••••••left Feb 24, 2016, registered Feb 19, 2016 (-5 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M••••• S••••••left Dec 13, 2012, registered Dec 13, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address