RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P••• M•••
- W•••••• A•••••••• L•• independent RIA currentsince May 7, 2026 · Metairie, La
- T•••••••• A•••••••• L•• formerJul 17, 2020 to Apr 24, 2026 · Metairie, La
- A••••••••• F•••••••• S•••••••• L•• national BDJun 28, 2017 to Jul 23, 2020 · Metairie, La
- T•••••••• A•••••••• L•• to W•••••• A•••••••• L••left Apr 24, 2026, registered May 7, 2026 (13 days) · RIA to RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to T•••••••• A•••••••• L••left Jul 23, 2020, registered Jul 17, 2020 (-6 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- D•••• P••• M••• left T•••••••• A•••••••• L•• for W•••••• A•••••••• L•• (registered 2026-05-07)Apr 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address