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Registered advisor
C•••••••• M•••••• K•••••
Feed of 09/14/2026
Also filed as Christi M•••••• K•••••
At current firm
1 y
since Jan 1, 2025
In the industry
16 y
since Jun 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••• L••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 1, 2025 · Chicago, Il
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 5, 2014 to Dec 2, 2016 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to B•••••• L••• A••••••• S•••••••• I•••left Dec 2, 2016, registered Jan 1, 2025 (2952 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address