S••• R•••••• W••••••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Mar 27, 2024 · St. Petersburg, Fl
• C•••••• S••••• • C••• I••• national BD
  Jul 8, 2021 to Feb 23, 2024 · Mansfield, Ma
• T• A••••••••• I••••••••• M••••••••• L•• former
  Dec 16, 2011 to Dec 10, 2018 · Jersey City, Nj
• T• A••••••••• I••• former
  Dec 16, 2011 to Jul 7, 2021 · Jersey City, Nj

• C•••••• S••••• • C••• I••• to R•••••• J•••• • A••••••••• I•••
  left Feb 23, 2024, registered Mar 27, 2024 (33 days) · Affiliated broker-dealer or bank to another
• T• A••••••••• I••• to C•••••• S••••• • C••• I•••
  left Jul 7, 2021, registered Jul 8, 2021 (1 days) · channel change inside one enterprise, not a move
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Dec 10, 2018, registered Dec 16, 2011 (-2551 days) · corporate re-registration, not a move

• ••• Locked
  Feb 23, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address