DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alexander Bezugly
Feed of 09/15/2026
Also filed as Alex Bezugly
At current firm
3 y
since Dec 6, 2022
In the industry
15 y
since Feb 18, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Citizens Securities, Inc. BD affiliated currentsince Dec 6, 2022 · Feasterville, Pa
- LPL Financial LLC BD affiliatedSep 13, 2021 to Dec 13, 2022 · Fort Mill, Sc
- Advisors Asset Management, Inc. mixed wealthAug 13, 2019 to Jan 7, 2020 · Boca Raton, Fl
- LPL Financial LLC BD affiliatedApr 2, 2018 to Aug 14, 2019 · Staten Island, Ny
- Capital One Advisors, LLC formerNov 11, 2015 to Mar 30, 2018 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Citizens Securities, Inc.left Dec 13, 2022, registered Dec 6, 2022 (-7 days) · RIA to affiliated broker-dealer or bank
- Advisors Asset Management, Inc. to LPL Financial LLCleft Jan 7, 2020, registered Sep 13, 2021 (615 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to Advisors Asset Management, Inc.left Aug 14, 2019, registered Aug 13, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Capital One Advisors, LLC to LPL Financial LLCleft Mar 30, 2018, registered Apr 2, 2018 (3 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Alexander Bezugly left Lpl Financial Llc for Citizens Securities, Inc. (registered 2022-12-06)Dec 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address