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Registered advisor
F••••• L•••• E••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as L•••• E••••
At current firm
5 y
since Jan 5, 2021
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••• S••• F•••••••• T••••••••• state registered currentsince Jan 5, 2021 · Cypress, Tx
- O•••• W•••••• I••• BD affiliatedSep 4, 2020 to Jan 7, 2021 · Houston, Tx
- C•••••••• F•••••••• G•••• A••••••• formerNov 18, 2015 to Sep 11, 2020 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to N••• S••• F•••••••• T•••••••••left Jan 7, 2021, registered Jan 5, 2021 (-2 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C•••••••• F•••••••• G•••• A••••••• to O•••• W•••••• I•••left Sep 11, 2020, registered Sep 4, 2020 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address