RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••••• K••••
- B••••• C•••••• M••••••••• I••• mixed wealth currentsince Jan 6, 2023 · West Des Moines, Ia
- A•••••• P••••••• P•••••••• I••• BD affiliatedMay 18, 2016 to Nov 30, 2022 · Des Moines, Ia
- C•••••••• F•••••••• G•••• A••••••• formerMay 17, 2016 to May 18, 2016 · Urbandale, Ia
- A•••••• P••••••• P•••••••• I••• to B••••• C•••••• M••••••••• I•••left Nov 30, 2022, registered Jan 6, 2023 (37 days) · RIA to RIA
- C•••••••• F•••••••• G•••• A••••••• to A•••••• P••••••• P•••••••• I•••left May 18, 2016, registered May 18, 2016 (0 days) · Other
- C••••••••• J••••• K•••• left A•••••• P••••••• P•••••••• I••• for B••••• C•••••• M••••••••• I••• (registered 2023-01-06)Nov 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address