RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M••••• D• L• T•••• M••••••
- A•••••• I••••••••• I••• independent RIA currentsince Jan 21, 2022 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 28, 2014 to Aug 18, 2020 · Miami, Fl
- B••••••• G••••• A•••••••• I••• unclassifiedAug 5, 2013 to Oct 9, 2014 · Miami, Fl
- C•••••••• G••••• M•••••• I••• to A•••••• I••••••••• I•••left Aug 18, 2020, registered Jan 21, 2022 (521 days) · Affiliated broker-dealer or bank to independent RIA
- B••••••• G••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left Oct 9, 2014, registered Oct 28, 2014 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address