DFX Intelligence
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Registered advisor
W•••••• D•••• B•••••
Feed of 09/14/2026
Also filed as B••• B••••••••• B•••••
At current firm
7 y
since Sep 6, 2019
In the industry
16 y
since Sep 24, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 6, 2019 · Kokomo, In
- W•••• F•••• A••••••• wirehouseApr 22, 2015 to Sep 11, 2019 · Kokomo, In
- E••••• J•••• national BDSep 27, 2010 to Apr 24, 2015 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2019, registered Sep 6, 2019 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to W•••• F•••• A•••••••left Apr 24, 2015, registered Apr 22, 2015 (-2 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address