RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• L•••• N•••••••
- E•••••• W••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Gaithersburg, Md
- C••• B•••••••• S•••••••• I••• formerMar 19, 2019 to Aug 22, 2019 · Waldorf, Md
- C••• F•••••••• S•••••••• L••• formerJun 16, 2011 to Mar 6, 2019 · Oxon Hill, Md
- E•••••••• A•••••••• L•• national BDNov 17, 2010 to Apr 7, 2011 · Columbia, Md
- C••• B•••••••• S•••••••• I••• to E•••••• W••••• M••••••••• L••left Aug 22, 2019, registered Jan 1, 2026 (2324 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••left Mar 6, 2019, registered Mar 19, 2019 (13 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to C••• F•••••••• S•••••••• L•••left Apr 7, 2011, registered Jun 16, 2011 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address