RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• G••••• H••••
- A•••••••• C•••••• M••••••••• L•• other currentsince Mar 4, 2022 · Los Angeles, Ca
- R•••• A•••• M••••••••• unclassifiedOct 7, 2010 to May 16, 2012 · Manasquan, Nj
- B••• O•••• C•••••• M••••••••• L•• formerSep 6, 2010 to Jan 9, 2012 · Point Pleasant, Nj
- R•••• A•••• M••••••••• to A•••••••• C•••••• M••••••••• L••left May 16, 2012, registered Mar 4, 2022 (3579 days) · Other
- B••• O•••• C•••••• M••••••••• L•• to R•••• A•••• M•••••••••left Jan 9, 2012, registered Oct 7, 2010 (-459 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address