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RIA Intelligence
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Registered advisor
A•••• A••• P••••
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
11 y
since Mar 25, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 1, 2025 · Milwaukee, Wi
- E•••••••• A•••••••• L•• national BDOct 8, 2015 to Aug 31, 2017 · Milwaukee, Wi
- P•••• S••••••••• L•• no RAUMJul 22, 2015 to Oct 8, 2015 · Wauwatosa, Wi
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 31, 2017, registered Jan 1, 2025 (2680 days) · Other
- P•••• S••••••••• L•• to E•••••••• A•••••••• L••left Oct 8, 2015, registered Oct 8, 2015 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address